Comments on: SEC Approves Rule Change for New Investment Banker Registration Category and New Series 79 http://vabizlawyers.com/2009/09/15/sec-approves-rule-change-for-new-investment-banker-registration-category-and-new-series-79/ The Experienced Business Transactions Team at Sands Anderson Marks & Miller, PC Wed, 30 May 2012 06:45:02 +0000 hourly 1 http://wordpress.org/?v=3.1.3 By: debt big http://vabizlawyers.com/2009/09/15/sec-approves-rule-change-for-new-investment-banker-registration-category-and-new-series-79/comment-page-1/#comment-10 debt big Wed, 27 Jan 2010 08:17:26 +0000 http://vabizlawyers.com/?p=17#comment-10 I enjoy reading your posts. Thanks for all the hard work. Sara I enjoy reading your posts. Thanks for all the hard work. Sara

]]> By: Jarod Thurner http://vabizlawyers.com/2009/09/15/sec-approves-rule-change-for-new-investment-banker-registration-category-and-new-series-79/comment-page-1/#comment-4 Jarod Thurner Fri, 08 Jan 2010 01:46:36 +0000 http://vabizlawyers.com/?p=17#comment-4 I've been giving a lot of thought to this lately, and I think it's something that more people should be focusing on. We can't expect to get anywhere if we just keep our heads buried in the sand. I’ve been giving a lot of thought to this lately, and I think it’s something that more people should be focusing on. We can’t expect to get anywhere if we just keep our heads buried in the sand.

]]> By: David Carroll http://vabizlawyers.com/2009/09/15/sec-approves-rule-change-for-new-investment-banker-registration-category-and-new-series-79/comment-page-1/#comment-3 David Carroll Tue, 17 Nov 2009 14:56:43 +0000 http://vabizlawyers.com/?p=17#comment-3 I recommend that you check out Merrill Lynch at the FINRA web site and click on Investor. FINRA (Financial Industry Regulatory Authority) has a report called: BrokerCheck. You can access a detailed report if you keep drilling down. With a firm the size and scope of Merrill Lynch you should be able to find plenty of information. I hope this helps. David I recommend that you check out Merrill Lynch at the FINRA web site and click on Investor. FINRA (Financial Industry Regulatory Authority) has a report called: BrokerCheck. You can access a detailed report if you keep drilling down. With a firm the size and scope of Merrill Lynch you should be able to find plenty of information.

I hope this helps.

David

]]> By: David Kasowski http://vabizlawyers.com/2009/09/15/sec-approves-rule-change-for-new-investment-banker-registration-category-and-new-series-79/comment-page-1/#comment-2 David Kasowski Mon, 02 Nov 2009 22:35:10 +0000 http://vabizlawyers.com/?p=17#comment-2 I am currently looking for work in investment banking, I am seeking a company related to Bank of America and was curious if Merrill Lynch , is still in good standing with SEC regulations? I know this can be a very controversial topic, however, I do not want to begin work; as they have seen problems in the past. I am a future intern of Merrill and would be very interested in their program. I had initiated a company, which I originally intended for. A regulatory commission over seeing people take the series 79 and series 82 exam might be a better route, for some. I am currently a student in Phoenix, AZ and am interested in information on taking the exam outside of a bank representative. If so, please forward it to my e-mail, if not I am still ready for work.. Just a little hesitant. Thank you David D. Kasowski Lionel (L) Investments & Co. 443-944-5817 I am currently looking for work in investment banking, I am seeking a company related to Bank of America and was curious if Merrill Lynch , is still in good standing with SEC regulations? I know this can be a very controversial topic, however, I do not want to begin work; as they have seen problems in the past. I am a future intern of Merrill and would be very interested in their program.

I had initiated a company, which I originally intended for. A regulatory commission over seeing people take the series 79 and series 82 exam might be a better route, for some. I am currently a student in Phoenix, AZ and am interested in information on taking the exam outside of a bank representative. If so, please forward it to my e-mail, if not I am still ready for work..

Just a little hesitant.

Thank you
David D. Kasowski
Lionel (L) Investments & Co.
443-944-5817

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